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Securities regulation in the United States
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#	Item
121	Section 922 (Whistleblower Protection) of the Dodd-Frank Wall Street Reform and Consumer Protection Act Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-09 10:14:37 Government Anti-corporate activism Dissent Labour law Whistleblower Sarbanes–Oxley Act U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Law United States securities law Business
122	SECURITIES 1 BILL No. 65 An Act to amend The Securities Act, 1988 and to make Add to Reading List Source URL: docs.legassembly.sk.ca Language: English - Date: 2012-11-07 15:30:21 Finance Derivative Security Futures contract Option Exchange Securities regulation in the United States Commodity Futures Modernization Act Financial economics Investment Stock market
123	REGULATORY DEVELOPMENTS IN SECURITIES LENDING IN CANADA May 2013 The Canadian Securities Administrators (CSA) have published for comment two different proposals that affect securities lending arrangements, namely amendme Add to Reading List Source URL: www.canadianstructuredfinancelaw.com Language: English - Date: 2013-05-09 10:56:16 Short selling Investment Finance Security Canadian securities regulation Mortgage industry of the United States Financial economics Securities Securities lending
124	October 25, 2013 Dear Representative: We understand that H.R. 2374, the misnamed “Retail Investor Protection Act,” may be brought to the floor for a vote next week. H.Rwould impede the ability of federal regul Add to Reading List Source URL: ourfinancialsecurity.org Language: English - Date: 2013-10-28 15:52:14 United States securities law Fiduciary U.S. Securities and Exchange Commission AARP Securities regulation in the United States Security Employee Retirement Income Security Act Law Self-regulatory organizations Financial Industry Regulatory Authority
125	Microsoft Worddoc Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2009-02-11 17:20:14 Finance United States securities law United States Securities and Exchange Commission 76th United States Congress Securities regulation in the United States Form D Form N-1A EDGAR Investment Advisers Act Financial economics SEC filings Investment
126	INITIAL DECISION RELEASE NO. 786 ADMINISTRATIVE PROCEEDING FILE NOUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-04 17:00:55 Securities Exchange Act U.S. Securities and Exchange Commission Form 10-K Securities regulation in the United States Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Finance Investment Advisers Act Form 20-F SEC filings Government Financial regulation
127	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 11, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-11 09:41:17 New Deal Securities Act Financial regulation U.S. Securities and Exchange Commission Registration statement Government Great Depression in the United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
128	#..SEC-12 System name: Hearings, Proceedings and Studies--SEC. System location: Securities and Exchange Commission, Washington, DCDuplicate copies of these records may be maintained by SEC Regional and District Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2007-08-24 13:10:35 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board Financial economics Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal United States securities law Financial regulation Government
129	Amicus Brief: Nanopierce Technologies, Stephen Seitz, Jane Seitz, Kathy Knight-McConnel, James Stock, Marueen O'Sullivan, Helen Kolada vs. The Depositary Trust and Clearing Corporation, The Depository Trust Company, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-06 12:52:42 Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Central Securities Depositories Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Depository Trust & Clearing Corporation Financial economics Financial system Finance
130	The present English text is furnished for information purposes only. The original Polish text published in the Journal of Laws is binding in all respects. REGULATION OF THE MINISTER OF FINANCE1) on the disclosure of info Add to Reading List Source URL: www.knf.gov.pl Language: English - Date: 2015-04-26 03:12:47 73rd United States Congress New Deal Securities Act United States Securities and Exchange Commission Financial system Economics Insider trading Regulation S-K United States securities law Stock market Financial regulation

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